Tag Archives: Gerasimos Konstantatos

A 2nd European roadmap for graphene

About 2.5 years ago there was an article titled, “A roadmap for graphene” (behind a paywall) which Nature magazine published online in Oct. 2012. I see at least two of the 2012 authors, Konstantin (Kostya) Novoselov and Vladimir Fal’ko,, are party to this second, more comprehensive roadmap featured in a Feb. 24, 2015 news item on Nanowerk,

In October 2013, academia and industry came together to form the Graphene Flagship. Now with 142 partners in 23 countries, and a growing number of associate members, the Graphene Flagship was established following a call from the European Commission to address big science and technology challenges of the day through long-term, multidisciplinary R&D efforts.

A Feb.  24, 2015 University of Cambridge news release, which originated the news item, describes the roadmap in more detail,

In an open-access paper published in the Royal Society of Chemistry journal Nanoscale, more than 60 academics and industrialists lay out a science and technology roadmap for graphene, related two-dimensional crystals, other 2D materials, and hybrid systems based on a combination of different 2D crystals and other nanomaterials. The roadmap covers the next ten years and beyond, and its objective is to guide the research community and industry toward the development of products based on graphene and related materials.

The roadmap highlights three broad areas of activity. The first task is to identify new layered materials, assess their potential, and develop reliable, reproducible and safe means of producing them on an industrial scale. Identification of new device concepts enabled by 2D materials is also called for, along with the development of component technologies. The ultimate goal is to integrate components and structures based on 2D materials into systems capable of providing new functionalities and application areas.

Eleven science and technology themes are identified in the roadmap. These are: fundamental science, health and environment, production, electronic devices, spintronics, photonics and optoelectronics, sensors, flexible electronics, energy conversion and storage, composite materials, and biomedical devices. The roadmap addresses each of these areas in turn, with timelines.

Research areas outlined in the roadmap correspond broadly with current flagship work packages, with the addition of a work package devoted to the growing area of biomedical applications, to be included in the next phase of the flagship. A recent independent assessment has confirmed that the Graphene Flagship is firmly on course, with hundreds of research papers, numerous patents and marketable products to its name.

Roadmap timelines predict that, before the end of the ten-year period of the flagship, products will be close to market in the areas of flexible electronics, composites, and energy, as well as advanced prototypes of silicon-integrated photonic devices, sensors, high-speed electronics, and biomedical devices.

“This publication concludes a four-year effort to collect and coordinate state-of-the-art science and technology of graphene and related materials,” says Andrea Ferrari, director of the Cambridge Graphene Centre, and chairman of the Executive Board of the Graphene Flagship. “We hope that this open-access roadmap will serve as the starting point for academia and industry in their efforts to take layered materials and composites from laboratory to market.” Ferrari led the roadmap effort with Italian Institute of Technology physicist Francesco Bonaccorso, who is a Royal Society Newton Fellow of the University of Cambridge, and a Fellow of Hughes Hall.

“We are very proud of the joint effort of the many authors who have produced this roadmap,” says Jari Kinaret, director of the Graphene Flagship. “The roadmap forms a solid foundation for the graphene community in Europe to plan its activities for the coming years. It is not a static document, but will evolve to reflect progress in the field, and new applications identified and pursued by industry.”

I have skimmed through the report briefly (wish I had more time) and have a couple of comments. First, there’s an excellent glossary of terms for anyone who might stumble over chemical abbreviations and/or more technical terminology. Second, they present a very interesting analysis of the intellectual property (patents) landscape (Note: Links have been removed. Incidental numbers are footnote references),

In the graphene area, there has been a particularly rapid increase in patent activity from around 2007.45 Much of this is driven by patent applications made by major corporations and universities in South Korea and USA.53 Additionally, a high level of graphene patent activity in China is also observed.54 These features have led some commentators to conclude that graphene innovations arising in Europe are being mainly exploited elsewhere.55 Nonetheless, an analysis of the Intellectual Property (IP) provides evidence that Europe already has a significant foothold in the graphene patent landscape and significant opportunities to secure future value. As the underlying graphene technology space develops, and the GRM [graphene and related materials] patent landscape matures, re-distribution of the patent landscape seems inevitable and Europe is well positioned to benefit from patent-based commercialisation of GRM research.

Overall, the graphene patent landscape is growing rapidly and already resembles that of sub-segments of the semiconductor and biotechnology industries,56 which experience high levels of patent activity. The patent strategies of the businesses active in such sub-sectors frequently include ‘portfolio maximization’56 and ‘portfolio optimization’56 strategies, and the sub-sectors experience the development of what commentators term ‘patent thickets’56, or multiple overlapping granted patent rights.56 A range of policies, regulatory and business strategies have been developed to limit such patent practices.57 In such circumstances, accurate patent landscaping may provide critical information to policy-makers, investors and individual industry participants, underpinning the development of sound policies, business strategies and research commercialisation plans.

It sounds like a patent thicket is developing (Note: Links have been removed. Incidental numbers are footnote references),,

Fig. 13 provides evidence of a relative increase in graphene patent filings in South Korea from 2007 to 2009 compared to 2004–2006. This could indicate increased commercial interest in graphene technology from around 2007. The period 2010 to 2012 shows a marked relative increase in graphene patent filings in China. It should be noted that a general increase in Chinese patent filings across many ST domains in this period is observed.76 Notwithstanding this general increase in Chinese patent activity, there does appear to be increased commercial interest in graphene in China. It is notable that the European Patent Office contribution as a percentage of all graphene patent filings globally falls from a 8% in the period 2007 to 2009 to 4% in the period 2010 to 2012.

The importance of the US, China and South Korea is emphasised by the top assignees, shown in Fig. 14. The corporation with most graphene patent applications is the Korean multinational Samsung, with over three times as many filings as its nearest rival. It has also patented an unrivalled range of graphene-technology applications, including synthesis procedures,77 transparent display devices,78 composite materials,79 transistors,80 batteries and solar cells.81 Samsung’s patent applications indicate a sustained and heavy investment in graphene R&D, as well as collaboration (co-assignment of patents) with a wide range of academic institutions.82,83

 

image file: c4nr01600a-f14.tif
Fig. 14 Top 10 graphene patent assignees by number and cumulative over all time as of end-July 2014. Number of patents are indicated in the red histograms referred to the left Y axis, while the cumulative percentage is the blue line, referred to the right Y axis.

It is also interesting to note that patent filings by universities and research institutions make up a significant proportion ([similar]50%) of total patent filings: the other half comprises contributions from small and medium-sized enterprises (SMEs) and multinationals.

Europe’s position is shown in Fig. 10, 12 and 14. While Europe makes a good showing in the geographical distribution of publications, it lags behind in patent applications, with only 7% of patent filings as compared to 30% in the US, 25% in China, and 13% in South Korea (Fig. 13) and only 9% of filings by academic institutions assigned in Europe (Fig. 15).

 

image file: c4nr01600a-f15.tif
Fig. 15 Geographical breakdown of academic patent holders as of July 2014.

While Europe is trailing other regions in terms of number of patent filings, it nevertheless has a significant foothold in the patent landscape. Currently, the top European patent holder is Finland’s Nokia, primarily around incorporation of graphene into electrical devices, including resonators and electrodes.72,84,85

This may sound like Europe is trailing behind but that’s not the case according to the roadmap (Note: Links have been removed. Incidental numbers are footnote references),

European Universities also show promise in the graphene patent landscape. We also find evidence of corporate-academic collaborations in Europe, including e.g. co-assignments filed with European research institutions and Germany’s AMO GmbH,86 and chemical giant BASF.87,88 Finally, Europe sees significant patent filings from a number of international corporate and university players including Samsung,77 Vorbeck Materials,89 Princeton University,90–92 and Rice University,93–95 perhaps reflecting the quality of the European ST base around graphene, and its importance as a market for graphene technologies.

There are a number of features in the graphene patent landscape which may lead to a risk of patent thickets96 or ‘multiple overlapping granted patents’ existing around aspects of graphene technology systems. [emphasis mine] There is a relatively high volume of patent activity around graphene, which is an early stage technology space, with applications in patent intensive industry sectors. Often patents claim carbon nano structures other than graphene in graphene patent landscapes, illustrating difficulties around defining ‘graphene’ and mapping the graphene patent landscape. Additionally, the graphene patent nomenclature is not entirely settled. Different patent examiners might grant patents over the same components which the different experts and industry players call by different names.

For anyone new to this blog, I am not a big fan of current patent regimes as they seem to be stifling rather encouraging innovation. Sadly, patents and copyright were originally developed to encourage creativity and innovation by allowing the creators to profit from their ideas. Over time a system designed to encourage innovation has devolved into one that does the opposite. (My Oct. 31, 2011 post titled Patents as weapons and obstacles, details my take on this matter.) I’m not arguing against patents and copyright but suggesting that the system be fixed or replaced with something that delivers on the original intention.

Getting back to the matter at hand, here’s a link to and a citation for the 200 pp. 2015 European Graphene roadmap,

Science and technology roadmap for graphene, related two-dimensional crystals, and hybrid systems by Andrea C. Ferrari, Francesco Bonaccorso, Vladimir Fal’ko, Konstantin S. Novoselov, Stephan Roche, Peter Bøggild, Stefano Borini, Frank H. L. Koppens, Vincenzo Palermo, Nicola Pugno, José A. Garrido, Roman Sordan, Alberto Bianco, Laura Ballerini, Maurizio Prato, Elefterios Lidorikis, Jani Kivioja, Claudio Marinelli, Tapani Ryhänen, Alberto Morpurgo, Jonathan N. Coleman, Valeria Nicolosi, Luigi Colombo, Albert Fert, Mar Garcia-Hernandez, Adrian Bachtold, Grégory F. Schneider, Francisco Guinea, Cees Dekker, Matteo Barbone, Zhipei Sun, Costas Galiotis,  Alexander N. Grigorenko, Gerasimos Konstantatos, Andras Kis, Mikhail Katsnelson, Lieven Vandersypen, Annick Loiseau, Vittorio Morandi, Daniel Neumaier, Emanuele Treossi, Vittorio Pellegrini, Marco Polini, Alessandro Tredicucci, Gareth M. Williams, Byung Hee Hong, Jong-Hyun Ahn, Jong Min Kim, Herbert Zirath, Bart J. van Wees, Herre van der Zant, Luigi Occhipinti, Andrea Di Matteo, Ian A. Kinloch, Thomas Seyller, Etienne Quesnel, Xinliang Feng,  Ken Teo, Nalin Rupesinghe, Pertti Hakonen, Simon R. T. Neil, Quentin Tannock, Tomas Löfwander and Jari Kinaret. Nanoscale, 2015, Advance Article DOI: 10.1039/C4NR01600A First published online 22 Sep 2014

Here’s a diagram illustrating the roadmap process,

Fig. 122 The STRs [science and technology roadmaps] follow a hierarchical structure where the strategic level in a) is connected to the more detailed roadmap shown in b). These general roadmaps are the condensed form of the topical roadmaps presented in the previous sections, and give technological targets for key applications to become commercially competitive and the forecasts for when the targets are predicted to be met.  Courtesy: Researchers and  the Royal Society's journal, Nanoscale

Fig. 122 The STRs [science and technology roadmaps] follow a hierarchical structure where the strategic level in a) is connected to the more detailed roadmap shown in b). These general roadmaps are the condensed form of the topical roadmaps presented in the previous sections, and give technological targets for key applications to become commercially competitive and the forecasts for when the targets are predicted to be met.
Courtesy: Researchers and the Royal Society’s journal, Nanoscale

The image here is not the best quality; the one embedded in the relevant Nanowerk news item is better.

As for the earlier roadmap, here’s my Oct. 11, 2012 post on the topic.

Quantum dots and graphene; a mini roundup

I’ve done very little writing about quantum dots (so much nano, so little time) but there’s been a fair amount of activity lately which has piqued my interest. In the last few days researchers at Kansas State University have been getting noticed for being able to control the size and shape of the graphene quantum dots they produce.  This one has gotten extensive coverage online including this May 17, 2012 news item on physorg.com,

Vikas Berry, William H. Honstead professor of chemical engineering, has developed a novel process that uses a diamond knife to cleave graphite into graphite nanoblocks, which are precursors for graphene quantum dots. These nanoblocks are then exfoliated to produce ultrasmall sheets of carbon atoms of controlled shape and size.

By controlling the size and shape, the researchers can control graphene’s properties over a wide range for varied applications, such as solar cells, electronics, optical dyes, biomarkers, composites and particulate systems. Their work has been published in Nature Communications and supports the university’s vision to become a top 50 public research university by 2025. The article is available online.

Here’s an image of graphene being cut by a diamond knife from the May 16, 2012 posting by jtorline on the K-State News blog,

Molecular dynamics snapshot of stretched graphene being nanotomed via a diamond knife.

Here’s why standardizing the size is so important,

While other researchers have been able to make quantum dots, Berry’s research team can make quantum dots with a controlled structure in large quantities, which may allow these optically active quantum dots to be used in solar cell and other optoelectronic applications. [emphasis mine]

While all this is happening in Kansas, the Econ0mist magazine published a May 12, 2012 article about some important quantum dot optoelectronic developments in Spain (an excellent description for relative beginners is given and, if this area interests you, I’d suggest reading it in full),

Actually converting the wonders of graphene into products has been tough. But Frank Koppens and his colleagues at the Institute of Photonic Sciences in Barcelona think they have found a way to do so. As they describe in Nature Nanotechnology, they believe graphene can be used to make ultra-sensitive, low-cost photodetectors.

A typical photodetector is made of a silicon chip a few millimetres across onto which light is focused by a small lens. Light striking the chip knocks electrons free from some of the silicon atoms, producing a signal that the chip’s electronics convert into a picture or other useful information. …

Silicon photodetectors suffer, though, from a handicap: they are inflexible. Nor are they particularly cheap. And they are not that sensitive. They absorb only 10-20% of the light that falls on to them. For years, therefore, engineers have been on the lookout for a cheap, bendable, sensitive photodetector. …

By itself, graphene is worse than silicon at absorbing light. According to Dr Koppens only 2.7% of the photons falling on it are captured. But he and his colleague Gerasimos Konstantatos have managed to increase this to more than 50% by spraying tiny crystals of lead sulphide onto the surface of the material.

So combining the ability to size quantum dots uniformly with this discovery on how to make graphene more sensitive (and more useful in potential products) with quantum dots suggests some very exciting possibilities including this one mentioned by Dexter Johnson (who’s living in Spain these days) in his May 16, 2012 posting on Nanoclast (on the Institute of Electrical and Electronics Engineers [IEEE] website),

The researchers offer a range of applications for the graphene-and-quantum-dot combination, including digital cameras and sensors.  [emphasis mine] But it seems the researchers seem particularly excited about one application in particular. They expect the material will be used for night-vision technologies in automobiles—an application I have never heard trotted out before in relation to nanotech.

You can get more insights, more precise descriptions if you want to follow up from the Econ0mist article,  and Dexter’s links to more information about the research in his posting.

In my final roundup piece, I received a news release (dated April 24, 2012) about a quantum dot commercialization project at the University of Utah,

One of the biggest challenges for advancing quantum dots is the manufacturing process. Conventional processes are expensive, require high temperatures and produce low yields. However, researchers at the University of Utah believe they have a solution. They recently formed a startup company called Navillum Nanotechnologies, and their efforts are gaining national attention with help from a team of M.B.A. students from the David Eccles School of Business.
The students recently won first place and $100,000 at the regional CU Cleantech New Venture Challenge. The student competition concluded at the University of Colorado in Boulder on Friday, April 20. The student team advances to the national championship, which will be held in June in Washington, D.C. Student teams from six regions will compete for additional prizes and recognition at the prestigious event. Other regional competitions were held at MIT, Cal Tech, the University of Maryland, Clean Energy Trust (Chicago) and Rice University. All the competitions are financed by the U.S. Department of Energy.

The students will be competing in the national Clean Energy Business Plan Competition taking place June 12-13, 2012 in Washington, D.C.  Here are a few more details from the national competition webpage,

Winners of the six regional competitions will represent their home universities and regions as they vie for the honor of presenting the best clean energy business plan before a distinguished panel of expert judges and invited guests from federal agencies, industry, national labs and the venture capital community.

Confirmed Attendees include:

The Honorable Steven Chu
Energy Secretary [US federal government]

Dr. David Danielson
Assistant Secretary, EERE  [US Dept. of Energy, energy efficiency and renewable energy technologies)

Dr. Karina Edmonds
Technology Transfer Coordinator [US Dept. of Energy]

Mr. Todd Park
Chief Technology Officer, White House

Good luck to the students!