Tag Archives: John Demers

Charles Lieber, nanoscientist, and the US Dept. of Justice

Charles Lieber, professor at Harvard University and one of the world’s leading researchers in nanotechnology went on trial on Tuesday, December 14, 2021.

Accused of hiding his ties to a People’s Republic of China (PRC)-run recruitment programme, Lieber is probably the highest profile academic and one of the few who was not born in China or has familial origins in China to be charged under the auspices of the US Department of Justice’s ‘China Initiative’.

This US National Public Radio (NPR) December 14, 2021 audio excerpt provides a brief summary of the situation by Ryan Lucas,

A December 14, 2021 article by Jess Aloe, Eileen Guo, and Antonio Regalado for the Massachusetts Institute of Technology (MIT) Technology Review lays out the situation in more detail (Note: A link has been removed),

In January of 2020, agents arrived at Harvard University looking for Charles Lieber, a renowned nanotechnology researcher who chaired the school’s department of chemistry and chemical biology. They were there to arrest him on charges of hiding his financial ties with a university in China. By arresting Lieber steps from Harvard Yard, authorities were sending a loud message to the academic community: failing to disclose such links is a serious crime.

Now Lieber is set to go on trial beginning December 14 [2021] in federal court in Boston. He has pleaded not guilty, and hundreds of academics have signed letters of support. In fact, some critics say it’s the Justice Department’s China Initiative—a far-reaching effort started in 2018 to combat Chinese economic espionage and trade-secret theft—that should be on trial, not Lieber. They are calling the prosecutions fundamentally flawed, a witch hunt that misunderstands the open-book nature of basic science and that is selectively destroying scientific careers over financial misdeeds and paperwork errors without proof of actual espionage or stolen technology.

For their part, prosecutors believe they have a tight case. They allege that Lieber was recruited into China’s Thousand Talents Plan—a program aimed at attracting top scientists—and paid handsomely to establish a research laboratory at the Wuhan University of Technology, but hid the affiliation from US grant agencies when asked about it (read a copy of the indictment here). Lieber is facing six felony charges: two counts of making false statements to investigators, two counts of filing a false tax return, and two counts of failing to report a foreign bank account. [emphases mine; Note: None of these charges have been proved in court]

The case against Lieber could be a bellwether for the government, which has several similar cases pending against US professors alleging that they didn’t disclose their China affiliations to granting agencies.

As for the China Initiative (from the MIT Technology Review December 14, 2021 article),

The China Initiative was announced in 2018 by Jeff Sessions, then the Trump administration’s attorney general, as a central component of the administration’s tough stance toward China.

An MIT Technology Review investigation published earlier this month [December 2021] found that the China Initiative is an umbrella for various types of prosecutions somehow connected to China, with targets ranging from a Chinese national who ran a turtle-smuggling ring to state-sponsored hackers believed to be behind some of the biggest data breaches in history. In total, MIT Technology Review identified 77 cases brought under the initiative; of those, a quarter have led to guilty pleas or convictions, but nearly two-thirds remain pending.

The government’s prosecution of researchers like Lieber for allegedly hiding ties to Chinese institutions has been the most controversial, and fastest-growing, aspect of the government’s efforts. In 2020, half of the 31 new cases brought under the China Initiative were cases against scientists or researchers. These cases largely did not accuse the defendants of violating the Economic Espionage Act.

… hundreds of academics across the country, from institutions including Stanford University and Princeton University,signed a letter calling on Attorney General Merrick Garland to end the China Initiative. The initiative, they wrote, has drifted from its original mission of combating Chinese intellectual-property theft and is instead harming American research competitiveness by discouraging scholars from coming to or staying in the US.

Lieber’s case is the second [emphasis mine] China Initiative prosecution of an academic to end up in the courtroom. The only previous person to face trial [emphasis mine] on research integrity charges, University of Tennessee–Knoxville professor Anming Hu, was acquitted of all charges [emphasis mine] by a judge in June [2021] after a deadlocked jury led to a mistrial.

Ken Dilanian wrote an October 19, 2021 article for (US) National Broadcasting Corporation’s (NBC) news online about Hu’s eventual acquittal and about the China Inititative (Note: Dilanian’s timeline for the acquittal differs from the timeline in the MIT Technology Review),

The federal government brought the full measure of its legal might against Anming Hu, a nanotechnology expert at the University of Tennessee.

But the Justice Department’s efforts to convict Hu as part of its program to crack down on illicit technology transfer to China failed — spectacularly. A judge acquitted him last month [September 2021] after a lengthy trial offered little evidence of anything other than a paperwork misunderstanding, according to local newspaper coverage. It was the second trial, after the first ended in a hung jury.

“The China Initiative has turned up very little by way of clear espionage and the transfer of genuinely strategic information to the PRC,” said Robert Daly, a China expert at the Wilson Center, referring to the country by its formal name, the People’s Republic of China. “They are mostly process crimes, disclosure issues. A growing number of voices are calling for an end to the China initiative because it’s seen as discriminatory.”

The China Initiative began under President Donald Trump’s attorney general, Jeff Sessions, in 2018. But concerns about Chinese espionage in the United States — and the transfer of technology to China through business and academic relationships — are bipartisan.

John Demers, who departed in June [2021] as head of the Justice Department’s National Security Division, said in an interview that the problem of technology transfer at universities is real. But he said he also believes conflict of interest and disclosure rules were not rigorously enforced for many years. For that reason, he recommended an amnesty program offering academics with undisclosed foreign ties a chance to come clean and avoid penalties. So far, the Biden administration has not implemented such a program.

When I first featured the Lieber case in a January 28, 2020 posting I was more focused on the financial elements,

ETA January 28, 2020 at 1645 hours: I found a January 28, 2020 article by Antonio Regalado for the MIT Technology Review which provides a few more details about Lieber’s situation,

“…

Big money: According to the charging document, Lieber, starting in 2011,  agreed to help set up a research lab at the Wuhan University of Technology and “make strategic visionary and creative research proposals” so that China could do cutting-edge science.

He was well paid for it. Lieber earned a salary when he visited China worth up to $50,000 per month, as well as $150,000 a year in expenses in addition to research funds. According to the complaint, he got paid by way of a Chinese bank account but also was known to send emails asking for cash instead.

Harvard eventually wised up to the existence of a Wuhan lab using its name and logo, but when administrators confronted Lieber, he lied and said he didn’t know about a formal joint program, according to the government complaint.

This is messy not least because Lieber and the members of his Harvard lab have done some extraordinary work as per my November 15, 2019 (Human-machine interfaces and ultra-small nanoprobes) posting about injectable electronics.